| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就证券提供意见 | 2018-09-24 | 2021-08-20 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就证券提供意见 | 2014-05-14 | 2018-08-31 |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2007-10-04 | 2009-12-31 |
| BOCOM International Securities Limited | Rep | 证券交易 | 2007-09-12 | 2009-12-31 |
| Rep | 就证券提供意见 | 2007-09-12 | 2014-04-15 | |
| BOCOM International Holdings Company Limited | Rep | 提供自动化交易服务 | - | 2003-09-08 |
| Rep | 提供资产管理 | - | 2004-04-27 | |
| Rep | 就机构融资提供意见 | - | 2008-03-03 | |
| Rep | 就证券提供意见 | - | 2008-03-03 | |
| Rep | 证券交易 | - | 2008-03-03 |