| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited | RO | 期货合约交易 | 2021-10-05 | - |
| RO | 提供自动化交易服务 | 2005-08-01 | - | |
| RO | 证券交易 | 2005-08-01 | - | |
| Win Securities Limited | RO | 提供自动化交易服务 | 2005-08-01 | 2024-10-03 |
| RO | 证券交易 | 2005-08-01 | 2024-10-03 | |
| Boom Securities (H.K.) Limited | Rep | 证券交易 | 2004-03-05 | 2005-08-01 |
| Win Securities Limited | Rep | 证券交易 | 2004-03-05 | 2005-08-01 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-13 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-13 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-22 | |
| Rep | 证券交易 | 2003-04-01 | 2004-02-26 |