| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VALUABLE CAPITAL LIMITED | Rep | 就期货合约提供意见 | 2020-12-11 | 2022-03-20 |
| Rep | 就证券提供意见 | 2018-11-05 | 2022-03-20 | |
| Rep | 期货合约交易 | 2018-05-23 | 2022-03-20 | |
| Rep | 证券交易 | 2018-05-23 | 2022-03-20 | |
| Changjiang Futures (HK) Limited | Rep | 期货合约交易 | 2014-04-22 | 2014-08-31 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 证券交易 | 2014-04-22 | 2014-08-31 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2011-05-16 | 2012-12-11 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2011-05-16 | 2012-12-11 |