Personnel Hong Kong SFC License Details (ID 71792)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHIEF SECURITIES LIMITED	Rep	就期货合约提供意见	2025-09-01	2026-03-30
	Rep	就证券提供意见	2025-09-01	2026-03-30
	Rep	期货合约交易	2025-09-01	2026-03-30
	Rep	证券交易	2025-09-01	2026-03-30
CHIEF COMMODITIES LIMITED	Rep	就期货合约提供意见	2025-03-07	2025-08-31
	Rep	期货合约交易	2025-03-07	2025-08-31
CHIEF SECURITIES LIMITED	Rep	就证券提供意见	2025-03-07	2025-08-31
	Rep	证券交易	2025-03-07	2025-08-31
FULBRIGHT FUTURES LIMITED	Rep	就期货合约提供意见	2024-06-25	2025-02-22
	Rep	期货合约交易	2024-06-25	2025-02-22
FULBRIGHT SECURITIES LIMITED	Rep	就证券提供意见	2024-06-25	2025-02-22
	Rep	证券交易	2024-06-25	2025-02-22
Emperor Asset Management Limited	Rep	提供资产管理	2022-10-05	2024-05-23
EMPEROR FUTURES LIMITED	Rep	就期货合约提供意见	2022-10-05	2024-05-23
	Rep	期货合约交易	2022-10-05	2024-05-23
EMPEROR SECURITIES LIMITED (HK)	Rep	就证券提供意见	2022-10-05	2024-05-23
	Rep	证券交易	2022-10-05	2024-05-23
ARTA GLOBAL MARKETS LIMITED	Rep	就证券提供意见	2020-08-18	2022-08-21
Arta Global Futures Limited	Rep	期货合约交易	2020-06-23	2022-08-21
ARTA GLOBAL MARKETS LIMITED	Rep	提供资产管理	2020-06-23	2022-08-21
	Rep	证券交易	2020-06-23	2022-08-21
Future Securities Limited (HK)	Rep	提供资产管理	2019-10-18	2020-05-22
	Rep	期货合约交易	2019-10-18	2020-05-22
	Rep	证券交易	2019-10-18	2020-05-22
Rui Da International Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2019-08-22	2019-09-27
	Rep	提供资产管理	2019-08-22	2019-09-27
Rui Da International Finance Holding Limited	Rep	就期货合约提供意见	2019-07-18	2019-09-27
	Rep	期货合约交易	2019-06-25	2019-09-27
Future Securities Limited (HK)	Rep	期货合约交易	2019-01-11	2019-05-31
	Rep	证券交易	2019-01-11	2019-05-31
Bright Smart Asset Management Limited	Rep	提供资产管理	2018-03-16	2018-09-27
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2010-01-28	2018-09-27
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2010-01-28	2018-09-27

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