| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2020-12-09 | - |
| CHINA GLORY SECURITIES COMPANY LIMITED | RO | 期货合约交易 | 2020-03-19 | 2020-05-15 |
| RO | 证券交易 | 2020-03-19 | 2020-05-15 | |
| Rep | 期货合约交易 | 2020-01-31 | 2020-03-19 | |
| Rep | 证券交易 | 2020-01-31 | 2020-03-19 | |
| TIAN YUAN FINANCE LIMITED | RO | 就证券提供意见 | 2018-04-27 | 2019-12-29 |
| RO | 证券交易 | 2018-04-27 | 2019-12-29 | |
| TIAN YUAN FINANCE (INDEX TRADING) LIMITED | RO | 期货合约交易 | 2016-10-12 | 2019-12-29 |
| TIAN YUAN FINANCE LIMITED | Rep | 证券交易 | 2016-05-31 | 2018-04-27 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2014-08-12 | 2016-05-20 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-08-12 | 2016-05-20 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2007-09-12 | 2014-07-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2007-09-12 | 2014-07-30 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2005-01-26 | 2005-09-30 |
已采集记录中暂无金管局登记。