| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2021-02-10 | - |
| RO | 提供资产管理 | 2020-02-07 | - | |
| Rep | 提供资产管理 | 2017-08-09 | 2020-02-07 | |
| MODERN INNOVATIVE SECURITIES LIMITED | RO | 期货合约交易 | 2017-04-06 | - |
| RO | 证券交易 | 2016-10-20 | - | |
| Rep | 证券交易 | 2016-09-07 | 2016-10-20 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2010-09-08 | 2016-09-03 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2010-09-08 | 2016-09-03 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2009-06-17 | 2010-08-13 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-06-17 | 2010-08-13 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-06-12 | 2009-06-13 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-05-28 | 2009-06-13 |
| CMB International Capital Holdings Corporation Limited | Rep | 证券交易 | 2006-10-27 | 2008-05-16 |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2005-11-30 | 2006-09-29 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2004-05-25 | 2005-03-30 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2004-05-25 | 2005-03-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-15 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-09 | |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2004-05-03 | |
| Rep | 期货合约交易 | 2003-04-01 | 2004-05-14 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-03 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-05-03 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-03 | |
| Rep | 证券交易 | 2003-04-01 | 2004-05-14 |
已采集记录中暂无金管局登记。