| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Gentleman Capital Limited | Rep | 就证券提供意见 | 2025-09-29 | - |
| Rep | 提供资产管理 | 2025-09-29 | - | |
| Rep | 证券交易 | 2025-09-29 | - | |
| EAST ASIA FUTURES LIMITED | Rep | 期货合约交易 | 2023-08-21 | 2025-09-15 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2023-08-21 | 2025-09-15 |
| Gentleman Capital Limited | Rep | 就证券提供意见 | 2023-07-11 | 2023-07-28 |
| Rep | 提供资产管理 | 2021-11-17 | 2023-07-28 | |
| HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2021-09-21 | 2021-11-02 |
| Rep | 就期货合约提供意见 | 2021-03-09 | 2021-11-02 | |
| Rep | 期货合约交易 | 2021-02-18 | 2021-11-02 | |
| Rep | 证券交易 | 2021-02-18 | 2021-11-02 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2020-04-01 | 2021-01-14 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2020-04-01 | 2021-01-14 |
| Future Growth Financial Services Limited | Rep | 期货合约交易 | 2019-12-09 | 2020-02-28 |
| Rep | 证券交易 | 2019-12-09 | 2020-02-28 | |
| iBest Investment Services Limited | Rep | 杠杆式外汇交易 | 2018-08-10 | 2019-01-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2016-01-13 | 2019-09-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2016-01-13 | 2019-09-07 |
| XinKong International Securities Limited | Rep | 期货合约交易 | 2011-10-17 | 2015-12-18 |
| Rep | 证券交易 | 2011-10-17 | 2015-12-18 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2011-07-25 | 2011-09-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2011-07-25 | 2011-09-22 |
已采集记录中暂无金管局登记。