| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Everest (Hong Kong) Securities Limited | RO | 证券交易 | 2026-03-31 | - |
| GIGA (HONG KONG) LIMITED | RO | 就证券提供意见 | 2026-03-31 | - |
| RO | 提供资产管理 | 2026-03-31 | - | |
| China Vered Asset Management (Hong Kong) Limited | RO | 就证券提供意见 | 2023-11-15 | 2026-01-25 |
| RO | 提供资产管理 | 2023-11-15 | 2026-01-25 | |
| China Vered Securities Limited | RO | 就证券提供意见 | 2023-03-06 | 2026-01-25 |
| RO | 证券交易 | 2023-03-06 | 2026-01-25 | |
| RO | 期货合约交易 | 2020-05-08 | 2025-04-07 | |
| Rep | 期货合约交易 | 2020-01-30 | 2020-05-08 | |
| China Vered Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2019-12-04 | 2023-11-15 |
| Rep | 提供资产管理 | 2019-12-04 | 2023-11-15 | |
| China Vered Securities Limited | Rep | 就证券提供意见 | 2019-12-04 | 2023-03-06 |
| Rep | 证券交易 | 2019-12-04 | 2023-03-06 | |
| KAM LUEN SECURITIES LIMITED | Rep | 就证券提供意见 | 2019-08-26 | 2019-11-15 |
| Rep | 提供资产管理 | 2019-08-26 | 2019-11-15 | |
| RO | 证券交易 | 2019-05-08 | 2019-11-15 | |
| Rep | 证券交易 | 2019-02-28 | 2019-05-08 | |
| VICTORY SECURITIES COMPANY LIMITED | Rep | 提供资产管理 | 2018-08-06 | 2018-12-31 |
| Rep | 就证券提供意见 | 2018-04-18 | 2018-12-31 | |
| Rep | 期货合约交易 | 2018-04-18 | 2018-12-31 | |
| Rep | 证券交易 | 2018-04-18 | 2018-12-31 | |
| CSC FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2016-04-28 | 2017-05-11 |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2016-04-28 | 2017-05-11 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2011-04-13 | 2016-04-05 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2011-04-13 | 2016-04-05 |
已采集记录中暂无金管局登记。