| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China International Securities Limited | RO | 证券交易 | 2019-03-29 | 2020-03-02 |
| Rep | 证券交易 | 2019-03-04 | 2019-03-29 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2016-12-05 | 2019-02-28 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-10-25 | 2019-02-28 |
| Rui Da International Finance Holding Limited | Rep | 期货合约交易 | 2016-03-11 | 2016-10-17 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2011-04-29 | 2013-10-02 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2011-04-29 | 2013-10-02 |