| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Prospect Securities Limited | RO | 就证券提供意见 | 2018-07-18 | 2023-07-31 |
| RO | 证券交易 | 2018-07-18 | 2023-07-31 | |
| Rep | 证券交易 | 2018-07-06 | 2018-07-18 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2012-08-27 | 2018-06-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2011-05-26 | 2018-06-30 |
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2011-02-23 | 2011-04-16 |