| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2015-11-20 | 2021-05-31 |
| Quam Securities Limited | Rep | 就证券提供意见 | 2013-01-30 | 2015-09-01 |
| Rep | 提供资产管理 | 2013-01-30 | 2015-09-01 | |
| Rep | 证券交易 | 2013-01-30 | 2015-09-01 | |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2011-05-23 | 2013-01-19 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就证券提供意见 | 2009-09-15 | 2011-05-02 |
| Rep | 证券交易 | 2009-05-26 | 2011-05-02 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2007-12-13 | 2009-05-19 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2005-04-11 | 2009-05-19 |