| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Panview Capital Limited | RO | 提供资产管理 | 2019-10-18 | - |
| BTIG Hong Kong Limited | RO | 证券交易 | 2010-08-09 | 2019-05-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 提供自动化交易服务 | 2009-06-15 | 2010-01-18 |
| RO | 证券交易 | 2009-06-15 | 2010-03-09 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 就期货合约提供意见 | 2009-06-15 | 2010-03-09 |
| RO | 期货合约交易 | 2009-06-15 | 2010-03-09 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2009-03-25 | 2009-06-15 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2009-03-25 | 2009-06-15 |
| Rep | 期货合约交易 | 2009-03-25 | 2009-06-15 |