| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ALETHEIA TECHNOLOGIES LIMITED (HK) | Rep | 就证券提供意见 | 2014-03-21 | 2015-04-13 |
| BTIG Hong Kong Limited | Rep | 证券交易 | 2011-01-12 | 2014-01-29 |
| CLSA LIMITED | Rep | 证券交易 | 2008-09-18 | 2008-11-24 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2005-01-03 | 2005-11-14 |
| Credit Agricole Securities (Asia) Limited | Rep | 就机构融资提供意见 | - | 2003-05-20 |
| Rep | 就证券提供意见 | - | 2003-05-20 | |
| Rep | 提供资产管理 | - | 2003-05-20 | |
| Rep | 证券交易 | - | 2003-05-20 |