| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA SYSTEM SECURITIES LIMITED | Rep | 证券交易 | 2024-03-25 | - |
| BUSINESS SECURITIES LIMITED | RO | 就证券提供意见 | 2019-05-09 | 2024-03-19 |
| BUSINESS FUTURES LIMITED | RO | 期货合约交易 | 2012-05-15 | 2023-11-27 |
| BUSINESS SECURITIES LIMITED | RO | 证券交易 | 2012-05-15 | 2024-03-19 |
| BUSINESS FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-09-25 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-25 | |
| Rep | 期货合约交易 | 2003-04-01 | 2012-05-15 | |
| BUSINESS SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-09-25 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-09-25 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-25 | |
| Rep | 证券交易 | 2003-04-01 | 2012-05-15 |