| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2017-08-03 | 2020-08-26 |
| Yunfeng Financial Markets Limited | RO | 就证券提供意见 | 2012-04-19 | 2016-09-15 |
| Rep | 就证券提供意见 | 2012-03-26 | 2012-04-19 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 就证券提供意见 | 2011-06-13 | 2012-02-26 |
| Rep | 就证券提供意见 | 2011-03-07 | 2011-06-13 | |
| TRIBRIDGE INVESTMENT PARTNERS LIMITED | Rep | 就证券提供意见 | 2007-09-14 | 2011-02-25 |
| Rep | 提供资产管理 | 2007-09-14 | 2011-02-25 |