| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 证券交易 | 2016-01-06 | 2016-06-30 |
| ICAP Equities Asia Limited | Rep | 证券交易 | 2015-06-08 | 2016-06-30 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 证券交易 | 2006-02-06 | 2015-05-29 |
| INSTINET PACIFIC LIMITED | Rep | 就机构融资提供意见 | - | 2004-03-02 |
| Rep | 提供资产管理 | - | 2004-03-02 | |
| Rep | 就证券提供意见 | - | 2006-01-31 | |
| Rep | 提供自动化交易服务 | - | 2006-01-31 | |
| Rep | 证券交易 | - | 2006-01-31 |