| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 证券交易 | 2006-02-06 | - |
| INSTINET PACIFIC LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-07 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-07 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2006-01-31 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2006-01-31 | |
| Rep | 证券交易 | 2003-04-01 | 2006-01-31 |