Personnel Hong Kong SFC License Details (ID 71987)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Liquidnet Asia Limited	Rep	提供自动化交易服务	2022-09-19	-
	Rep	证券交易	2022-08-29	-
CGS International Securities Hong Kong Limited	Rep	就证券提供意见	2020-10-16	2022-07-31
	Rep	证券交易	2017-03-22	2022-07-31
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	就期货合约提供意见	2015-11-24	2016-10-15
	Rep	就证券提供意见	2015-11-24	2016-10-15
	Rep	提供资产管理	2015-11-24	2016-10-15
	Rep	期货合约交易	2015-11-24	2016-10-15
	Rep	证券交易	2015-11-24	2016-10-15
Nomura Asset Management Hong Kong Limited	Rep	就证券提供意见	2015-07-24	2015-11-20
	Rep	提供资产管理	2015-07-24	2015-11-20
	Rep	证券交易	2015-07-24	2015-11-20
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	证券交易	2009-04-17	2015-07-09
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	就期货合约提供意见	2008-08-07	2008-12-11
	Rep	提供资产管理	2008-08-07	2008-12-11
	Rep	证券交易	2008-07-25	2008-12-11
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2007-09-03	2008-04-11
Citigroup Global Markets Asia Limited	Rep	证券交易	2007-08-02	2008-04-11
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2007-08-02	2008-04-11
Daiwa Capital Markets Hong Kong Limited	Rep	证券交易	2006-11-02	2007-07-25

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