| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2014-04-16 | 2015-07-01 |
| Rep | 证券交易 | 2014-04-16 | 2015-07-01 | |
| Yunfeng Financial Markets Limited | Rep | 证券交易 | 2012-06-19 | 2014-03-01 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2008-06-27 | 2012-04-01 |
| Rep | 证券交易 | 2008-06-27 | 2012-04-01 |