| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2015-08-25 | 2016-10-31 |
| Rep | 证券交易 | 2015-08-25 | 2016-10-31 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2011-03-22 | 2015-07-17 |
| Rep | 证券交易 | 2011-03-22 | 2015-07-17 | |
| Rep | 期货合约交易 | 2007-10-05 | 2009-03-31 | |
| Rep | 证券交易 | 2007-10-05 | 2009-03-31 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-05-11 | 2007-07-21 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-05-11 | 2007-07-21 |