| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2021-11-26 | - |
| Rep | 证券交易 | 2021-11-26 | - | |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2015-09-09 | 2021-10-11 |
| Rep | 证券交易 | 2015-09-09 | 2021-10-11 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | 期货合约交易 | 2012-08-30 | 2014-11-06 |
| Rep | 期货合约交易 | 2011-08-29 | 2012-08-30 | |
| Rep | 证券交易 | 2011-08-29 | 2014-11-06 | |
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2008-12-03 | 2011-03-01 |