| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Shangding International Asset Management Company Limited | Rep | 提供资产管理 | 2018-01-22 | 2018-11-09 |
| CGS International Securities Hong Kong Limited | Rep | 就证券提供意见 | 2015-01-07 | 2016-08-11 |
| Rep | 证券交易 | 2014-12-05 | 2016-08-11 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 就证券提供意见 | 2011-05-17 | 2014-10-17 |
| Rep | 期货合约交易 | 2011-03-14 | 2014-10-17 | |
| Rep | 证券交易 | 2011-03-14 | 2014-10-17 |