| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AVICT Global Asset Management Limited | RO | 就证券提供意见 | 2019-06-12 | - |
| RO | 提供资产管理 | 2019-06-12 | - | |
| Kaisa Asset Management Limited | RO | 就证券提供意见 | 2017-01-11 | 2018-09-16 |
| RO | 提供资产管理 | 2017-01-11 | 2018-09-16 | |
| Rep | 就证券提供意见 | 2016-12-23 | 2017-01-11 | |
| Rep | 提供资产管理 | 2016-12-23 | 2017-01-11 | |
| CAPITAL GLOBAL MANAGEMENT LIMITED | RO | 提供资产管理 | 2016-09-13 | 2016-12-15 |
| Rep | 提供资产管理 | 2013-04-09 | 2016-09-13 | |
| RO | 就证券提供意见 | 2010-07-23 | 2016-12-15 | |
| RO | 证券交易 | 2010-07-23 | 2016-12-15 | |
| Rep | 就证券提供意见 | 2010-05-27 | 2010-07-23 | |
| Rep | 证券交易 | 2010-05-27 | 2010-07-23 | |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期货合约交易 | 2007-11-16 | 2010-05-27 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2007-11-16 | 2010-05-27 |
| CSC FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2007-06-28 | 2007-11-03 |
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2006-07-12 | 2007-11-03 |
| WINTONE SECURITIES LIMITED | Rep | 证券交易 | 2006-02-15 | 2006-06-29 |
金管局记录暂时无法加载，请稍后重试。