Personnel Hong Kong SFC License Details (ID 72094)

Personnel Hong Kong SFC License Details (ID 72094)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Tongfang Securities Limited	RO	证券交易	2022-04-04	2022-10-30
	Rep	证券交易	2019-05-06	2022-04-04
	Rep	提供资产管理	2019-05-06	2022-10-30
M SECURITIES LIMITED (HK)	Rep	证券交易	2016-04-19	2016-07-07
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	期货合约交易	2014-12-29	2016-03-28
DELTA ASIA SECURITIES LIMITED	Rep	证券交易	2014-12-29	2016-03-28
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	证券交易	2013-07-16	2014-11-19
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2013-07-16	2014-11-19
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2012-12-27	2013-03-24
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2012-12-27	2013-03-24
CASH ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2011-03-28	2012-07-18
CASH Wealth Management Limited	Rep	就证券提供意见	2011-03-28	2012-07-18
	Rep	提供资产管理	2011-03-28	2012-07-18
	Rep	证券交易	2011-03-28	2012-07-18
CELESTIAL COMMODITIES LIMITED	Rep	期货合约交易	2011-03-28	2012-07-18
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2011-03-28	2012-07-18