Leung, Cody Ka Ming 梁家明

证监会中央编号:AHR954

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	RO	证券交易	2020-08-27	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	RO	期货合约交易	2020-08-27	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	证券交易	2020-03-02	2020-08-27
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2020-03-02	2020-08-27
CASH ASSET MANAGEMENT LIMITED	RO	提供资产管理	2014-02-10	2020-02-08
CASH Wealth Management Limited	RO	提供资产管理	2013-10-02	2020-02-08
	RO	证券交易	2011-09-12	2020-02-08
CASH ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2010-08-31	2014-02-10
CELESTIAL COMMODITIES LIMITED	Rep	期货合约交易	2010-08-31	2020-02-08
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2010-08-31	2020-02-08
Quam Securities Limited	Rep	提供资产管理	2009-10-15	2010-08-21
	Rep	期货合约交易	2008-01-09	2010-08-21
	Rep	证券交易	2008-01-09	2010-08-21
BOCI SECURITIES LIMITED	Rep	期货合约交易	2007-10-11	2007-11-12
	Rep	证券交易	2007-10-11	2007-11-12
Quam Securities Limited	Rep	期货合约交易	2004-10-26	2007-10-02
QUAM FUTURES LIMITED	Rep	期货合约交易	2003-10-10	2006-01-31
Quam Securities Limited	Rep	证券交易	2003-10-10	2007-10-02
CELESTIAL SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-07-15
	Rep	就证券提供意见	2003-04-01	2003-07-15
	Rep	提供资产管理	2003-04-01	2003-07-15
	Rep	提供自动化交易服务	2003-04-01	2003-07-15
	Rep	证券交易	2003-04-01	2003-07-15

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	RO	证券交易	2020-08-27	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	RO	期货合约交易	2020-08-27	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	证券交易	2020-03-02	2020-08-27
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2020-03-02	2020-08-27
CASH ASSET MANAGEMENT LIMITED	RO	提供资产管理	2014-02-10	2020-02-08
CASH Wealth Management Limited	RO	提供资产管理	2013-10-02	2020-02-08
	RO	证券交易	2011-09-12	2020-02-08
CASH ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2010-08-31	2014-02-10
CELESTIAL COMMODITIES LIMITED	Rep	期货合约交易	2010-08-31	2020-02-08
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2010-08-31	2020-02-08
Quam Securities Limited	Rep	提供资产管理	2009-10-15	2010-08-21
	Rep	期货合约交易	2008-01-09	2010-08-21
	Rep	证券交易	2008-01-09	2010-08-21
BOCI SECURITIES LIMITED	Rep	期货合约交易	2007-10-11	2007-11-12
	Rep	证券交易	2007-10-11	2007-11-12
Quam Securities Limited	Rep	期货合约交易	2004-10-26	2007-10-02
QUAM FUTURES LIMITED	Rep	期货合约交易	2003-10-10	2006-01-31
Quam Securities Limited	Rep	证券交易	2003-10-10	2007-10-02
CELESTIAL SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-07-15
	Rep	就证券提供意见	2003-04-01	2003-07-15
	Rep	提供资产管理	2003-04-01	2003-07-15
	Rep	提供自动化交易服务	2003-04-01	2003-07-15
	Rep	证券交易	2003-04-01	2003-07-15

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。