| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMBC ASSET MANAGEMENT COMPANY LIMITED | RO | 就证券提供意见 | 2025-03-13 | - |
| RO | 提供资产管理 | 2025-03-13 | - | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | 期货合约交易 | 2025-03-13 | - |
| CMBC SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2025-03-13 | - |
| RO | 证券交易 | 2025-03-13 | - | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2025-03-06 | 2025-03-13 |
| Rep | 提供资产管理 | 2025-03-06 | 2025-03-13 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2025-03-06 | 2025-03-13 |
| Rep | 证券交易 | 2025-03-06 | 2025-03-13 | |
| VGROWTH SECURITIES INTERNATIONAL FINANCIAL GROUP LIMITED | RO | 就证券提供意见 | 2024-06-06 | 2025-01-10 |
| RO | 提供资产管理 | 2024-06-06 | 2025-01-10 | |
| RO | 证券交易 | 2024-02-14 | 2025-01-10 | |
| Rep | 就证券提供意见 | 2023-11-08 | 2024-06-06 | |
| Rep | 提供资产管理 | 2023-11-08 | 2024-06-06 | |
| CASH Wealth Management Limited | RO | 就证券提供意见 | 2023-06-30 | 2023-10-31 |
| CELESTIAL COMMODITIES LIMITED | RO | 期货合约交易 | 2023-01-06 | 2023-10-31 |
| CASH Wealth Management Limited | RO | 证券交易 | 2021-09-20 | 2023-10-31 |
| Rep | 就证券提供意见 | 2021-02-18 | 2023-06-30 | |
| CASH ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2020-12-21 | 2023-10-31 |
| CELESTIAL COMMODITIES LIMITED | RO | 期货合约交易 | 2020-12-21 | 2021-09-30 |
| CELESTIAL SECURITIES LIMITED | RO | 证券交易 | 2020-12-21 | 2023-10-31 |
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2017-12-08 | 2018-01-18 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2017-12-08 | 2018-01-18 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2017-12-08 | 2018-01-18 |
| CASH Wealth Management Limited | Rep | 提供资产管理 | 2017-07-12 | 2018-01-18 |
| CASH Algo Finance Group Limited | Rep | 提供资产管理 | 2016-11-10 | 2017-06-30 |
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2009-03-07 | 2016-10-21 |
| Rep | 提供资产管理 | 2009-03-07 | 2016-10-21 | |
| CELESTIAL SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2004-03-24 | 2011-10-30 |
| Rep | 提供自动化交易服务 | 2003-08-21 | 2004-02-19 | |
| Rep | 证券交易 | 2003-08-21 | 2016-10-21 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-08-21 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-21 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-03-02 | |
| Rep | 期货合约交易 | 2003-04-01 | 2016-10-21 | |
| CELESTIAL SECURITIES LIMITED | RO | 提供自动化交易服务 | 2003-04-01 | 2003-08-21 |
| RO | 证券交易 | 2003-04-01 | 2003-08-21 |
已采集记录中暂无金管局登记。