| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SIFT CAPITAL PARTNERS LIMITED | RO | 提供资产管理 | 2013-10-28 | - |
| BOCOM International Securities Limited | Rep | 证券交易 | 2012-06-18 | 2013-09-30 |
| BOCOM International Asset Management Limited | Rep | 提供资产管理 | 2011-08-15 | 2013-09-30 |
| BOCOM International Securities Limited | Rep | 证券交易 | 2009-08-28 | 2011-08-15 |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2008-03-18 | 2009-08-19 |