| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Asset Management Limited | Rep | 提供资产管理 | 2011-07-13 | 2013-03-28 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2008-11-05 | 2009-10-15 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2004-03-01 | 2007-03-23 |
| Rep | 证券交易 | 2004-03-01 | 2007-03-23 | |
| Rep | 就机构融资提供意见 | - | 2004-02-11 | |
| Rep | 提供自动化交易服务 | - | 2004-02-11 | |
| Rep | 就证券提供意见 | - | 2004-02-16 | |
| Rep | 证券交易 | - | 2004-02-16 |