| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2013-03-14 | 2015-07-20 |
| Rep | 就证券提供意见 | 2012-09-06 | 2013-02-15 | |
| Rep | 证券交易 | 2012-09-06 | 2015-07-20 | |
| BSI Investment Advisors (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-12-22 | 2012-08-18 |
| Rep | 证券交易 | 2010-12-22 | 2012-08-18 |