| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited | Rep | 提供资产管理 | 2011-05-19 | 2013-01-08 |
| Rep | 就证券提供意见 | 2011-04-18 | 2014-01-31 | |
| Rep | 证券交易 | 2011-04-18 | 2014-01-31 | |
| Amova Asset Management Hong Kong Limited | RO | 就证券提供意见 | 2005-08-24 | 2006-08-08 |
| RO | 提供资产管理 | 2005-08-24 | 2006-08-08 | |
| Rep | 就证券提供意见 | 2004-08-27 | 2005-08-24 | |
| Rep | 提供资产管理 | 2004-08-27 | 2005-08-24 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2004-05-05 |
| Rep | 就期货合约提供意见 | - | 2004-05-31 | |
| Rep | 就证券提供意见 | - | 2004-05-31 | |
| Rep | 提供资产管理 | - | 2004-05-31 |