| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2019-08-12 | 2025-06-30 |
| BSI Investment Advisors (Hong Kong) Limited | Rep | 就证券提供意见 | 2011-02-08 | 2011-11-21 |
| Rep | 提供资产管理 | 2011-02-08 | 2011-11-21 | |
| Rep | 证券交易 | 2011-02-08 | 2011-11-21 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | RO | 提供资产管理 | 2003-09-23 | 2009-05-01 |
| RO | 就证券提供意见 | 2003-09-23 | 2009-05-15 | |
| RO | 证券交易 | 2003-09-23 | 2009-05-15 | |
| Rep | 就机构融资提供意见 | - | 2003-06-11 | |
| Rep | 就证券提供意见 | - | 2003-09-23 | |
| Rep | 提供资产管理 | - | 2003-09-23 | |
| Rep | 证券交易 | - | 2003-09-23 |