Lau, Pauline Yuen Ling 劉宛玲
证监会中央编号:AEY548
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AESOP ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2017-06-07 | - |
| RO | 提供资产管理 | 2017-06-07 | - | |
| Wise Torch Investments Limited | Rep | 就证券提供意见 | 2017-03-20 | 2017-06-01 |
| RO | 就证券提供意见 | 2016-11-30 | 2017-03-20 | |
| RO | 提供资产管理 | 2016-11-30 | 2017-06-01 | |
| HONGKONG BAY ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-04-18 | 2016-11-29 |
| Rep | 提供资产管理 | 2016-04-18 | 2016-11-29 | |
| BSI Investment Advisors (Hong Kong) Limited | Rep | 提供资产管理 | 2010-12-06 | 2011-10-19 |
| Rep | 就证券提供意见 | 2010-12-06 | 2014-01-31 | |
| Rep | 证券交易 | 2010-12-06 | 2014-01-31 | |
| LBN Advisers Limited | Rep | 提供资产管理 | 2009-10-09 | 2010-04-19 |
| GF Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2009-04-15 | 2009-09-18 |
| Rep | 提供资产管理 | 2009-04-15 | 2009-09-18 | |
| GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | 就期货合约提供意见 | 2006-10-19 | 2008-12-31 |
| Rep | 提供资产管理 | 2006-10-19 | 2008-12-31 | |
| Rep | 就证券提供意见 | 2006-08-24 | 2008-12-31 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就证券提供意见 | 2004-02-24 | 2006-08-11 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就证券提供意见 | 2003-08-28 | 2004-01-28 |
| Mason Securities Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-06 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-06 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-06 |