| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CIAM Capital Management Limited | Rep | 就证券提供意见 | 2017-09-12 | 2018-07-14 |
| Rep | 提供资产管理 | 2017-09-12 | 2018-07-14 | |
| BSI Investment Advisors (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-09-29 | 2014-01-31 |
| Rep | 证券交易 | 2010-09-29 | 2014-01-31 | |
| FT Securities Limited | Rep | 就期货合约提供意见 | 2005-09-30 | 2006-04-20 |
| Rep | 期货合约交易 | 2005-09-30 | 2006-04-20 | |
| Rep | 证券交易 | 2003-06-25 | 2006-04-20 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-06-25 | 2005-10-04 |