| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited | Rep | 就证券提供意见 | 2011-08-12 | 2013-09-28 |
| Rep | 证券交易 | 2011-08-12 | 2013-09-28 | |
| Julius Baer (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-10-04 | 2011-06-13 |
| Rep | 证券交易 | 2010-10-04 | 2011-06-13 | |
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-03-08 | 2010-09-22 |
| Rep | 提供资产管理 | 2010-03-08 | 2010-09-22 | |
| HSBC GUYERZELLER FAR EAST LIMITED | Rep | 证券交易 | 2007-11-15 | 2009-04-01 |
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2005-10-31 | 2007-10-23 |
| Rep | 提供资产管理 | 2005-10-31 | 2007-10-23 |