| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CASH Wealth Management Limited | RO | 就证券提供意见 | 2014-04-17 | 2020-01-10 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2012-08-08 | 2020-01-10 |
| CASH Wealth Management Limited | Rep | 提供资产管理 | 2011-08-05 | 2020-01-10 |
| Rep | 就证券提供意见 | 2009-07-03 | 2014-04-17 | |
| T G HOLBORN (HK) LIMITED | Rep | 就证券提供意见 | 2005-11-15 | 2009-06-22 |