| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | 就证券提供意见 | 2020-06-30 | 2022-06-18 |
| Rep | 提供资产管理 | 2020-06-30 | 2022-06-18 | |
| Rep | 证券交易 | 2020-06-30 | 2022-06-18 | |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 证券交易 | 2013-09-13 | 2014-01-01 |
| Rep | 就证券提供意见 | 2013-08-14 | 2014-01-01 | |
| Rep | 提供资产管理 | 2011-06-17 | 2014-01-01 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2009-07-16 | 2011-05-04 |
| Rep | 证券交易 | 2009-07-16 | 2011-05-04 |