| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Central China International Securities Co., Limited | RO | 就证券提供意见 | 2022-11-10 | - |
| RO | 证券交易 | 2022-11-10 | - | |
| Rep | 就证券提供意见 | 2022-07-14 | 2022-11-10 | |
| Rep | 证券交易 | 2022-07-14 | 2022-11-10 | |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2018-02-22 | 2022-04-28 |
| RO | 就证券提供意见 | 2017-05-17 | 2022-04-28 | |
| RO | 证券交易 | 2017-05-17 | 2022-04-28 | |
| Rep | 就证券提供意见 | 2016-10-24 | 2017-05-17 | |
| Rep | 证券交易 | 2016-10-24 | 2017-05-17 | |
| Rep | 提供资产管理 | 2016-10-24 | 2018-02-22 | |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2014-07-10 | 2018-02-01 |
| RO | 证券交易 | 2014-07-10 | 2018-02-01 | |
| Rep | 就证券提供意见 | 2014-03-26 | 2014-07-10 | |
| Rep | 证券交易 | 2014-03-26 | 2014-07-10 | |
| CCB INTERNATIONAL CAPITAL LIMITED | RO | 证券交易 | 2010-11-23 | 2013-06-19 |
| RO | 证券交易 | 2009-06-18 | 2009-12-18 | |
| RO | 就机构融资提供意见 | 2008-05-16 | 2013-06-19 | |
| Rep | 就机构融资提供意见 | 2007-04-24 | 2008-05-16 |
已采集记录中暂无金管局登记。