| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 就证券提供意见 | 2020-04-07 | - |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2020-03-16 | - |
| Rep | 证券交易 | 2020-03-16 | - | |
| BOCOM International Securities Limited | Rep | 证券交易 | 2020-03-16 | - |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2018-07-16 | 2020-01-29 |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2018-05-02 | 2020-01-29 |
| Rep | 证券交易 | 2018-05-02 | 2020-01-29 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就证券提供意见 | 2014-06-23 | 2018-04-06 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2014-02-24 | 2015-05-12 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2008-02-05 | 2018-04-06 |
| Rep | 证券交易 | 2008-01-22 | 2018-04-06 | |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2006-07-25 | 2008-01-07 |
已采集记录中暂无金管局登记。