Lau, Kenneth Pui Man 劉沛文
证监会中央编号:AEE758
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2017-07-27 | - |
| RO | 证券交易 | 2017-07-27 | - | |
| Rep | 就证券提供意见 | 2015-07-28 | - | |
| Rep | 证券交易 | 2009-08-25 | 2017-07-27 | |
| Rep | 就机构融资提供意见 | 2007-09-27 | 2017-07-27 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2007-01-18 | 2007-09-14 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2004-05-04 | 2007-09-14 |
| CSC SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-11-07 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-12-29 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-12-29 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-29 | |
| Rep | 证券交易 | 2003-04-01 | 2004-04-06 |
已采集记录中暂无金管局登记。