| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2022-02-16 | - |
| Rep | 证券交易 | 2022-02-16 | - | |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2022-02-16 | - |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就证券提供意见 | 2014-06-23 | 2021-12-24 |
| Rep | 就机构融资提供意见 | 2011-02-15 | 2021-12-24 | |
| Rep | 证券交易 | 2011-02-15 | 2021-12-24 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 证券交易 | 2009-10-15 | 2011-01-02 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2009-10-15 | 2011-01-02 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-02-23 | 2009-09-18 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2007-11-21 | 2009-09-18 |
已采集记录中暂无金管局登记。