| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 期货合约交易 | 2022-11-29 | 2025-01-08 |
| RO | 就证券提供意见 | 2021-12-29 | 2025-01-08 | |
| RO | 证券交易 | 2021-12-29 | 2025-01-08 | |
| Rep | 就证券提供意见 | 2018-10-10 | 2021-12-29 | |
| Rep | 证券交易 | 2018-10-10 | 2021-12-29 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-09-09 | 2013-06-01 |
| Rep | 证券交易 | 2011-09-09 | 2013-06-01 |