| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Greater Bay Area Development Fund Management Limited | RO | 就证券提供意见 | 2021-12-23 | - |
| RO | 提供资产管理 | 2021-12-23 | - | |
| RO | 证券交易 | 2021-12-23 | - | |
| Rep | 就证券提供意见 | 2020-04-27 | 2021-12-23 | |
| Rep | 提供资产管理 | 2020-04-27 | 2021-12-23 | |
| Rep | 证券交易 | 2020-04-27 | 2021-12-23 | |
| Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | 就证券提供意见 | 2017-06-26 | 2018-01-01 |
| Rep | 提供资产管理 | 2017-06-26 | 2018-01-01 | |
| BOCOM International Asset Management Limited | Rep | 提供资产管理 | 2015-12-21 | 2017-06-05 |
| Rep | 就证券提供意见 | 2015-06-17 | 2017-06-05 | |
| Rep | 证券交易 | 2015-06-17 | 2017-06-05 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2013-11-05 | 2015-06-02 |
| Rep | 就证券提供意见 | 2013-11-05 | 2015-06-02 | |
| Rep | 证券交易 | 2013-11-05 | 2015-06-02 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-05-06 | 2013-10-21 |
| Rep | 证券交易 | 2010-05-06 | 2013-10-21 |
已采集记录中暂无金管局登记。