| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ACAMHK Limited | RO | 提供资产管理 | 2023-06-23 | - |
| GENNEX CAPITAL ADVISERS LIMITED | RO | 提供资产管理 | 2019-04-03 | 2021-01-31 |
| ASIAN CAPITAL LIMITED | RO | 就证券提供意见 | 2018-07-26 | 2019-03-05 |
| RO | 证券交易 | 2018-07-26 | 2019-03-05 | |
| Planetree Asset Management Limited (HK) | Rep | 提供资产管理 | 2017-12-11 | 2018-02-27 |
| Planetree Securities Limited | Rep | 证券交易 | 2017-12-11 | 2018-02-27 |
| GLOBAL MASTERMIND SECURITIES LIMITED | RO | 就证券提供意见 | 2017-04-10 | 2017-06-18 |
| RO | 证券交易 | 2017-04-10 | 2017-06-18 | |
| GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2017-02-21 | 2017-06-18 |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2012-10-29 | 2015-10-21 |
| RO | 证券交易 | 2012-09-06 | 2015-10-21 | |
| CCB INTERNATIONAL CAPITAL LIMITED | RO | 证券交易 | 2012-09-06 | 2015-10-21 |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2008-07-16 | 2015-10-21 |
| RO | 证券交易 | 2008-07-16 | 2015-10-21 | |
| Rep | 就证券提供意见 | 2008-05-23 | 2008-07-16 | |
| Rep | 证券交易 | 2008-05-23 | 2008-07-16 | |
| Neutral Financial Holding Company Limited | RO | 就证券提供意见 | 2007-02-28 | 2008-03-28 |
| RO | 证券交易 | 2007-02-28 | 2008-03-28 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-08-02 | 2008-04-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2005-08-02 | 2008-04-19 |
| RO | 证券交易 | 2005-08-02 | 2008-04-19 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-08-14 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-14 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-14 | |
| Rep | 期货合约交易 | 2003-04-01 | 2005-07-04 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2003-08-14 |
| RO | 提供资产管理 | 2003-04-01 | 2003-08-14 | |
| RO | 提供自动化交易服务 | 2003-04-01 | 2003-08-14 | |
| RO | 就证券提供意见 | 2003-04-01 | 2005-07-04 | |
| RO | 证券交易 | 2003-04-01 | 2005-07-04 | |
| iBest Securities Company Limited | RO | 就机构融资提供意见 | 2003-04-01 | 2003-08-14 |
| RO | 就证券提供意见 | 2003-04-01 | 2003-08-14 | |
| RO | 提供资产管理 | 2003-04-01 | 2003-08-14 | |
| RO | 证券交易 | 2003-04-01 | 2005-07-04 |
已采集记录中暂无金管局登记。