| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2012-04-25 | 2020-03-01 |
| Rep | 提供资产管理 | 2012-04-25 | 2020-03-01 | |
| Rep | 证券交易 | 2012-04-25 | 2020-03-01 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2010-05-28 | 2012-04-12 |
| Rep | 证券交易 | 2010-05-28 | 2012-04-12 | |
| TSE'S SECURITIES LIMITED | Rep | 证券交易 | 2007-01-27 | 2007-05-18 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 杠杆式外汇交易 | 2006-12-05 | 2007-05-18 |