| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | RO | 证券交易 | 2024-08-09 | - |
| Rep | 证券交易 | 2024-04-16 | 2024-08-09 | |
| Carnegie Hill Capital Partners Limited | RO | 就证券提供意见 | 2023-10-06 | 2024-03-24 |
| RO | 证券交易 | 2023-10-06 | 2024-03-24 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2021-09-28 | 2022-05-31 |
| RO | 期货合约交易 | 2021-09-28 | 2022-05-31 | |
| RO | 证券交易 | 2021-09-28 | 2022-05-31 | |
| Rep | 就证券提供意见 | 2021-04-30 | 2021-09-28 | |
| Rep | 期货合约交易 | 2021-04-30 | 2021-09-28 | |
| Rep | 证券交易 | 2021-04-30 | 2021-09-28 | |
| XinKong International Securities Limited | RO | 就证券提供意见 | 2019-07-05 | 2021-02-19 |
| RO | 期货合约交易 | 2019-07-05 | 2021-02-19 | |
| RO | 证券交易 | 2019-07-05 | 2021-02-19 | |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2013-03-05 | 2018-12-07 |
| RO | 证券交易 | 2013-03-05 | 2018-12-07 | |
| Rep | 就证券提供意见 | 2010-11-09 | 2013-03-05 | |
| Rep | 证券交易 | 2007-06-18 | 2013-03-05 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2005-05-10 | 2005-09-03 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 证券交易 | 2005-05-10 | 2005-09-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2005-05-10 | 2005-09-03 |
已采集记录中暂无金管局登记。