| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2011-01-27 | 2013-04-08 |
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2009-06-01 | 2009-08-25 |
| Rep | 证券交易 | 2009-06-01 | 2009-08-25 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2008-06-26 | 2009-03-13 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2008-06-26 | 2009-03-13 |