| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | Rep | 就证券提供意见 | 2023-06-08 | - |
| TFI Asset Management Limited | Rep | 就证券提供意见 | 2022-11-30 | 2024-06-14 |
| TFI Securities and Futures Limited | Rep | 证券交易 | 2022-11-30 | - |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2010-01-27 | 2022-10-21 |
| Rep | 证券交易 | 2010-01-27 | 2022-10-21 | |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | 就证券提供意见 | 2009-09-03 | 2010-01-11 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-09-03 | 2010-01-11 |
| Bucephalus Capital Management Advisors Limited | RO | 提供资产管理 | 2008-09-01 | 2009-02-18 |
| NEWTONIAN CAPITAL MANAGEMENT LIMITED | Rep | 提供资产管理 | 2007-11-16 | 2008-02-27 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2004-03-15 | 2004-10-07 |
已采集记录中暂无金管局登记。