Personnel SFC Licences and HKMA Registrations (ID 72398)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
PLUTUS ASSET MANAGEMENT LIMITED (GBEN)	RO	就证券提供意见	2021-05-05	-
	RO	提供资产管理	2021-05-05	-
Plutus Securities Limited	RO	证券交易	2021-05-05	-
	Rep	证券交易	2021-03-08	2021-05-05
GF FUTURES (HONG KONG) CO., LIMITED	Rep	期货合约交易	2013-03-11	2020-12-30
GF Securities (Hong Kong) Brokerage Limited	Rep	证券交易	2013-03-11	2020-12-30
KGI ASIA LIMITED	Rep	证券交易	2012-12-19	2013-03-05
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-12-19	2013-03-05
Channel 8 Wealth Management Limited	Rep	就证券提供意见	2012-09-24	2012-11-08
	Rep	证券交易	2012-09-24	2012-11-08
CCB INTERNATIONAL SECURITIES LIMITED	Rep	就证券提供意见	2011-03-31	2012-03-31
	Rep	证券交易	2011-03-31	2012-03-31
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2010-08-19	2011-03-01
MF Securities Hong Kong Limited	Rep	就证券提供意见	2009-11-17	2010-07-12
	Rep	证券交易	2009-11-04	2010-07-12
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2009-05-07	2009-10-29
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2009-04-27	2009-10-29
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2009-03-13	2009-04-17
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2009-03-03	2009-04-17
INSTINET PACIFIC LIMITED	Rep	提供自动化交易服务	2007-12-10	2009-01-22
	Rep	就证券提供意见	2007-12-05	2009-01-22
	Rep	证券交易	2007-12-05	2009-01-22
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2006-08-28	2007-11-23
	Rep	证券交易	2006-08-04	2007-11-23
HSBC BROKING FOREX (ASIA) LIMITED	Rep	杠杆式外汇交易	2005-10-25	2006-02-25
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期货合约交易	2005-10-25	2006-02-25
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2005-10-25	2006-02-25
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	证券交易	2005-10-25	2006-02-25

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。