| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | 期货合约交易 | 2025-02-25 | - |
| CMBC SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2025-02-25 | - |
| RO | 证券交易 | 2025-02-25 | - | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2025-01-06 | 2025-02-25 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2025-01-06 | 2025-02-25 |
| Rep | 证券交易 | 2025-01-06 | 2025-02-25 | |
| WRise Prestige Asset Management Limited | Rep | 就证券提供意见 | 2024-06-04 | 2024-10-31 |
| Rep | 提供资产管理 | 2024-06-04 | 2024-10-31 | |
| WRise Prestige Securities Limited | RO | 证券交易 | 2023-10-11 | 2024-10-31 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2023-01-19 | 2023-02-09 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2023-01-19 | 2023-02-09 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2009-06-29 | 2022-10-14 |
| RO | 杠杆式外汇交易 | 2006-07-07 | 2011-10-30 | |
| Rep | 杠杆式外汇交易 | 2004-03-24 | 2006-07-07 | |
| CELESTIAL COMMODITIES LIMITED | RO | 期货合约交易 | 2004-02-25 | 2022-10-14 |
| Rep | 提供自动化交易服务 | 2003-08-21 | 2004-02-25 | |
| Rep | 期货合约交易 | 2003-08-21 | 2004-02-25 | |
| RO | 提供自动化交易服务 | 2003-04-01 | 2003-08-21 | |
| RO | 期货合约交易 | 2003-04-01 | 2003-08-21 | |
| CELESTIAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-21 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-21 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-21 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-19 | |
| Rep | 证券交易 | 2003-04-01 | 2006-06-28 |
已采集记录中暂无金管局登记。