| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2018-10-10 | 2020-01-03 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2018-10-10 | 2020-01-03 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期货合约交易 | 2007-03-01 | 2018-09-28 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2007-03-01 | 2018-09-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2004-11-04 | 2007-02-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2004-11-02 |
| Rep | 就证券提供意见 | - | 2004-11-02 | |
| Rep | 提供资产管理 | - | 2004-11-02 | |
| Rep | 证券交易 | - | 2007-02-16 |